Delaware ucc 8-501
I. THE TRANSFER OF REGISTERED SECURITIES UNDER ARTICLE 8 UCC . Shareholder Voting," University of Delaware Working Paper No. 2002-002, Oct. 2002, U.C.C. § 8-501(a) (2005); GUTTMAN, supra note 8, at , § 1:15, p. 1-58 ff.
Savings clause. (a) This amendatory Act of 1995 does not affect an action or proceeding … 03/04/2009 This article may be cited as Uniform Commercial Code—Secured Transactions. (Oct. 26, 2000, D.C. Law 13-201, § 101, 47 DCR 7576.) Section References.
11.05.2021
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The "interest therein" that concerns us is the transfer of the limited interest known as a "security interest". ARTICLE 8. Investment Securities. Part 5. Security Entitlements.
IGLESIA DE JESUCRISTO PENTECOSTES UCC INC ALLENTOWN, PA 18102-3353 | Tax-exempt since Sept. 2007. EIN: 56-2541943;
Short title. This Article may be cited as Uniform Commercial Code — Secured Transactions. 72 Del. Laws, c. 401, § 1; § 9-102.
(b) The Securities Intermediary hereby agrees that it shall at all times (i) act as a "securities intermediary" (within the meaning of Section 8-102(a)(14) of the UCC) in maintaining the Collateral Accounts, (ii) hold and maintain each Collateral Account as a "securities account" (within the meaning of Section 8.501(a) of the UCC), (iii
(1) An interest in a partnership or limited liability company is not a security unless, (a) that interest is dealt in or traded on securities exchanges or in securities markets; (b) the terms of that interest expressly provide that the interest is a security for the purposes of this Act; or (c) that interest … 36 See UCC §8-501(d). 37 Under current Rule 17f-4, only registered management investment companies may rely on the rule. The SEC has granted exemptive relief to non-management companies seeking to maintain assets in a depository to supplement custody arrangements with a trustee. 38 We believe, however, that the likelihood of this situation arising is remote. For this reason, we question the need … 08/03/2006 07/04/2009 14/07/2016 IGLESIA DE JESUCRISTO PENTECOSTES UCC INC ALLENTOWN, PA 18102-3353 | Tax-exempt since Sept. 2007. EIN: 56-2541943; Classification Protestant (Religion-Related, Spiritual Development) Nonprofit Tax Code 26/05/2009 ACCOUNT CONTROL AGREEMENT, dated as of June 1, 2009 (this " Agreement") among FORD CREDIT AUTO OWNER TRUST 2009-C, a Delaware statutory trust, as Grantor, THE BANK OF NEW YORK MELLON, a New York banking corporation, as Indenture Trustee for the benefit of the Noteholders, (in such capacity, the " Secured Party") and THE BANK OF NEW YORK MELLON in its capacity as both a … The terms security, security entitlement, and related terms are defined in Section 8-102, and the term securities account is defined in Section 8-501.
— In this Article: (1) “Accession” means goods that are physically united with other … If a person acquires a security entitlement by virtue of Section 8-501 (b) (2) or (3), that person is the entitlement holder. (8) “Entitlement order” means a notification communicated to a securities intermediary directing transfer or redemption of a financial asset to which the entitlement holder has a security entitlement. If a person acquires a security entitlement by virtue of Section 8-501 (b) (2) or (3), that person is the entitlement holder. (8) “Entitlement order” means a notification communicated to a securities intermediary directing transfer or redemption of a financial asset to which the entitlement holder has a security entitlement.
SECURITIES ACCOUNT; ACQUISITION OF SECURITY ENTITLEMENT FROM SECURITIES INTERMEDIARY. § 8-501. Securities account; acquisition of security entitlement from securities intermediary. Uniform Commercial Code ARTICLE 9.
CONTROL. § 8-106. CONTROL. (a) A purchaser has "control" of a certificated security in bearer form if the certificated security is delivered to the purchaser. (b) A purchaser has "control" of a certificated security in registered form if the certificated security is delivered to the purchaser, and: (1) the certificate is indorsed to the purchaser or in blank by an effective … Uniform Commercial Code § 8-301.
§ 8-106. CONTROL. (a) A purchaser has "control" of a certificated security in bearer form if the certificated security is delivered to the purchaser. (b) A purchaser has "control" of a certificated security in registered form if the certificated security is delivered to the purchaser, and: (1) the certificate is indorsed to the purchaser or in blank by an effective … Uniform Commercial Code § 8-301.
8-104(a)(2), (d) & cmt. 3. Cf. id.
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acquired a security entitlement by virtue of Subsection 70A-8-501(2)(b) or (c), that (b) A decision of a company described in Subsection (6)(a) is subject to de
The terms security, security entitlement, and related terms are defined in Section 8-102, and the term securities account is defined in Section 8-501.